SEC API
SEC Enforcement Actions API
Query 5,993+ SEC enforcement action records across administrative proceedings, civil actions, and trading suspensions. Filter by violation type, respondent, penalty range, date, and more. Built for compliance screening, due diligence, and risk monitoring.
Try it now
One curl to see it work.
curl "https://api.secapi.ai/v1/enforcement?limit=5" \
-H "x-api-key: YOUR_API_KEY"Capabilities
Key features
Administrative Proceedings
Search SEC administrative proceedings by respondent name, violation type, date range, and outcome.
Civil Actions
Query federal court actions brought by the SEC, including complaint details, defendants, and relief sought.
Trading Suspensions
Track temporary trading suspensions issued by the SEC with company details and suspension periods.
Violation Filters
Filter enforcement records by specific violation categories: fraud, insider trading, market manipulation, and more.
Penalty Data
Access structured penalty and disgorgement amounts. Filter by penalty range for materiality screening.
Compliance Screening
Use enforcement data for KYC, counterparty due diligence, and ongoing compliance monitoring workflows.
Start building
Get started with 250 included calls, then pay as you go. No card required to begin.