SEC filing history
Filings Dataset
Filing history is the base layer for disclosure research.
Query filing counts by year, form, ticker, and date window without turning every analyst workflow into SQL plumbing.
Investor use cases
- Measure issuer filing cadence.
- Backtest event strategies by form family.
- Build coverage checks before deeper extraction.
Workflow
- Use `/v1/analytics/query` with dataset `filings`.
- Filter by ticker, CIK, form, or date window when supported by the query contract.
Provenance
- Derived from SEC filing history surfaces.
- Counts should be interpreted at the accession or filing-record level, depending on the query.
Analytics query
Example
{"dataset":"filings","dimensions":["year","form"],"measures":["count"],"filters":{"ticker":"AAPL"},"limit":20}Limitations
- Filing counts are not the same as rendered filing coverage or extracted section coverage.
- Amendments and form variants need explicit handling in research design.
Related datasets
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Sections and Items Dataset
Filing section and item extracts grouped by year, form, and ticker.
Institutional ownership
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Institutional and beneficial ownership filing history grouped by year, form, and ticker.
SEC enforcement
Enforcement Dataset
SEC enforcement action history grouped by year and source type.
All datasets
SEC filing history
Filings Dataset
SEC filing history grouped by year, form, and ticker with count measures.
Extracted disclosure
Sections and Items Dataset
Filing section and item extracts grouped by year, form, and ticker.
Segment economics
Segmented Revenues Dataset
Segmented revenue data grouped by year and ticker with count and sum measures.
Institutional ownership
Ownership Dataset
Institutional and beneficial ownership filing history grouped by year, form, and ticker.
SEC enforcement
Enforcement Dataset
SEC enforcement action history grouped by year and source type.